Concentrate to Build Wealth. Diversify to Preserve It.
BakerAvenue employs a multi-disciplinary approach that strives to optimize the value of concentrated stock positions. We encompass solutions for strategic diversification, hedging, income generation, and tax minimization. Through a synthesis of Technical, Macro, and Fundamental disciplines, we guide clients through the complexity of unwinding a concentrated stock position while simultaneously working towards maximizing its potential value.
Additionally, view executive compensation strategies to diversify and reduce tax exposure. We offer deep expertise in concentrated stock positions or highly appreciated assets, Incentive Stock Options (ISOs) and Alternative Minimum Tax (AMT), Alternative Investments, and helping you to prepare for when your company is pre- or post- IPO.
Lifestyle: A portfolio mix to produce disposable income and growth to protect purchasing power. These assets have moderate risk and return goals.
Growth: A portfolio mix to maximize returns, often with much higher risk tolerance and volatility, that could have higher turnover and less tax efficiency.
Legacy: A portfolio mix to pass on to future generations or beneficiaries. The goal is to protect the purchasing power of the underlying assets, but not necessarily to produce the highest return possible.
A process that can be done with any type of capital investment at any time of the year.
While traditional hedging approaches employ a static “hedge-it-and-forget-it” mentality, we believe in an active approach to optimize the value of the concentrated stock position.
Leverage options strategies to create income from concentrated positions to safeguard the positions against substantial loss.
Risks and Considerations
Transitional scenarios described above are hypothetical based on possible financial needs and goals of a client(s). This material contains references to concepts that have legal, accounting and tax implications, and is not intended as legal, accounting or tax advice. Information presented is believed to be factual and up-to-date, and are subject to change.Click here to view BakerAvenue's full disclosures.