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Founded in 2004, Baker Ave Asset Management provides a full range of investment and wealth management services, with a focus on reducing risk, growing your wealth and protecting your lifestyle. Keep up with the latest news about us here.

Recent Coverage

• Futures Now: Fed to Stop Buying Treasuries?, Simon Baker - CNBC Half Time Report, May 20, 2013
• Halftime Pops & Drops, Simon Baker - CNBC Half Time Report, May 20, 2013
• Retail Earnings to Watch This Week: Pros, Simon Baker - CNBC Half Time Report, May 20, 2013
• Can Commodities Rebound?, Simon Baker - CNBC Half Time Report, May 20, 2013
• NY Fed Study: Stocks Have Never Been Cheaper, Simon Baker - Yahoo Breakout, May 14, 2013
• FMHR Final Trade, Simon Baker - CNBC Half Time Report, May 13, 2013
• Fed Mapping Early Exit?, Simon Baker - CNBC Half Time Report, May 13, 2013
• Expect ‘Momentum to the Upside’: Pro, Simon Baker - CNBC Half Time Report, May 13, 2013
• Retail Name Gets ‘Cool Factor’ Back, Simon Baker - CNBC Half Time Report, May 13, 2013
• Morgan Stanley Market Outlook, Simon Baker - CNBC Half Time Report, May 10, 2013
• Halftime Pops & Drops, Simon Baker - CNBC Half Time Report, May 10, 2013
• Bull vs. Bear: HPQ Turnaround Story, Simon Baker - CNBC Half Time Report, May 10, 2013
• Darling of the Dow, Simon Baker - CNBC Half Time Report, May 10, 2013
• FMHR Final Trade, Simon Baker - CNBC Half Time Report, May 7, 2013
• Online Sales Tax Bill Heads to House, Simon Baker - CNBC Half Time Report, May 7, 2013
• Halftime Pops & Drops, Simon Baker - CNBC Half Time Report, May 7, 2013
• Financials Drive Europe Higher, Simon Baker - CNBC Half Time Report, May 7, 2013
• Is Worst Over For Europe’s Banks?, Simon Baker - CNBC Half Time Report, May 7, 2013
• Top 3 Trades: Disney, Mondelez & Whole Foods, Simon Baker - CNBC Half Time Report, May 7, 2013
• ‘Cash Is Trash Right Now’: Strategist, Simon Baker - CNBC Half Time Report, May 7, 2013
• After New Highs, Stocks Still Strong: Pros, Simon Baker - CNBC Half Time Report, May 7, 2013
• Correction Possible If Surge In Dollar: Bianco, Simon Baker - CNBC Half Time Report, May 7, 2013
• FMHR Final Trade, Simon Baker - CNBC Half Time Report, May 6, 2013
• Bull vs. Bear: FSLR, Simon Baker - CNBC Half Time Report, May 6, 2013
• FMHR’s Top Three Trades, Simon Baker - CNBC Half Time Report, May 6, 2013
• Halftime Pops & Drops, Simon Baker - CNBC Half Time Report, May 6, 2013
• Stocks Still Cheap? One Pro Says Yes, Simon Baker - CNBC Half Time Report, May 6, 2013
• The Problem With Waiting for a Pullback, Simon Baker - CNBC Half Time Report, May 6, 2013
• New Trends in Health Care, Simon Baker - CNBC Half Time Report, May 1, 2013
• JC Penney ‘Sorry’, Commodities Clobbered, Simon Baker - CNBC Half Time Report, May 1, 2013
• Halftime Pops & Drops, Simon Baker - CNBC Half Time Report, May 1, 2013
• Three Huge Block Trades in EEM, Simon Baker - CNBC Half Time Report, May 1, 2013
• 2012 Sohn Investment Winners & Losers, Simon Baker - CNBC Half Time Report, May 1, 2013
• FMHR Final Trade, Simon Baker - CNBC Half Time Report, May 1, 2013
• Bull vs. Bear: Facebook, Simon Baker - CNBC Half Time Report, May 1, 2013
• Stocks Slide in First May Session, Simon Baker - CNBC Half Time Report, May 1, 2013
• May’s OK, Worry About Later Months: Pro, Simon Baker - CNBC Half Time Report, May 1, 2013
• FMHR Final Trade, Simon Baker - CNBC Half Time Report, April 29, 2013
• Halftime Pops & Drops, Simon Baker - CNBC Half Time Report, April 29, 2013
• Most Undervalued Pharma Stock Is Merck: Pro, Simon Baker - CNBC Half Time Report, April 29, 2013
• How to Pick Stocks, Simon Baker - CNBC Half Time Report, April 29, 2013
• You Tweet It, We Trade It, Simon Baker - CNBC Half Time Report, April 29, 2013
• Managing a Losing Trade: General Electric, Simon Baker - CNBC Half Time Report, April 29, 2013
• Tech Training For Our Vets, Simon Baker - CNBC Half Time Report, April 29, 2013
• Risk in ‘Extreme Over-Optimism’: Godfrey, Simon Baker - CNBC Half Time Report, April 22, 2013
• FMHR Final Trade, Simon Baker - CNBC Half Time Report, April 22, 2013
• FHMR’s Top Three Trades, Simon Baker - CNBC Half Time Report, April 22, 2013
• ‘Pockets’ of Good News for Market: Link, Simon Baker - CNBC Half Time Report, April 22, 2013
• FMHR Final Trade, Simon Baker - CNBC Half Time Report, April 11, 2013
• Big Bank Debate: JPMorgan vs. Wells Fargo, Simon Baker - CNBC Half Time Report, April 11, 2013
• Has Facebook Lost Its Way?, Simon Baker - CNBC Half Time Report, April 11, 2013
• Halftime Pops & Drops, Simon Baker - CNBC Half Time Report, April 11, 2013
• Is It Too Late To Get In?, Simon Baker - CNBC Half Time Report, April 11, 2013
• FMHR Final Trade, Simon Baker - CNBC Half Time Report, April 8, 2013
• Trading the Top Four Tweets, Simon Baker - CNBC Half Time Report, April 8, 2013
• How to Play the US Earnings Season, King Lip - CNBC Cash Flow, April 9, 2013
• Monster Beverage Rallies Despite Bad Press, Simon Baker - CNBC Half Time Report, April 8, 2013
• Should You Keep Buying Japanese Stocks?, Simon Baker - CNBC Half Time Report, April 8, 2013
• Retail Investor Goes for Yield Instead as Bull Market Matures: Survey, Simon Baker - CNBC Half Time Report, April 8, 2013
• Retail Giants Face-Off in Court: JCP vs. Macy’s, Simon Baker - CNBC Half Time Report, April 8, 2013
• On the Hunt For Yield in REIT Territory, Simon Baker - CNBC Half Time Report, April 8, 2013
• Halftime Pops & Drops, Simon Baker - CNBC Half Time Report, April 8, 2013
• Strong Dollar Could Kill Earnings Season, Simon Baker - CNBC Half Time Report, April 8, 2013
• How to Play the Housing Data, King Lip - CNBC Cash Flow, March 26, 2013
• ‘Cyprus Could Be Good Thing’: Trader, Simon Baker - CNBC Half Time Report, March 25, 2013
• You Tweet It, We Trade It!, Simon Baker - CNBC Half Time Report, March 25, 2013
• Plays now that the dollar has its mojo back, Doug Couden - MarketWatch, March 22, 2013
• ‘Not Enough Oomph’ in Market, Simon Baker - CNBC Half Time Report, March 21, 2013
• Unusual Activity in Apple Options, Simon Baker - CNBC Half Time Report, March 21, 2013
• Halftime Pops & Drops, Simon Baker - CNBC Half Time Report, March 21, 2013
• Dell & Nike Bull Bear Debate, Simon Baker - CNBC Half Time Report, March 21, 2013
• Deal or No Deal For FedEx?, Simon Baker - CNBC Half Time Report, March 19, 2013
• Trading Lululemon Ahead of Earnings, Simon Baker - CNBC Half Time Report, March 19, 2013
• FMHR Final Trade, Simon Baker - CNBC Half Time Report, March 11, 2013
• You Asked for it ... on Twitter, Simon Baker - CNBC Half Time Report, March 11, 2013
• Buy Unloved Tech?, Simon Baker - CNBC Half Time Report, March 11, 2013
• Brace for Correction?, Simon Baker - CNBC Half Time Report, March 11, 2013
• FMHR’s Top Three Trades, Simon Baker - CNBC Half Time Report, March 11, 2013
• Bull vs. Bear: Urban Outfitters, Simon Baker - CNBC Half Time Report, March 11, 2013
• Dell’s Dilemma: 2 Better Than 1?, King Lip - CNBC Asia, March 7, 2013
• Halftime Pops & Drops, Simon Baker - CNBC Half Time Report, March 4, 2013
• New Financial Crisis Ahead?, Simon Baker - CNBC Half Time Report, March 4, 2013
• Managing a Losing Trade: FB, Simon Baker - CNBC Half Time Report, March 4, 2013
• FMHR Final Trade, Simon Baker - CNBC Half Time Report, March 4, 2013
• Home Depot Is Still the Best Way to Play a Housing Recovery: Baker, Simon Baker - Yahoo Breakout, February 26, 2013
• Best Dividend Plays To Make: Expert, Simon Baker - CNBC Half Time Report, February 25, 2013
• US Recovery on Track, King Lip - CNBC Asia, February 21, 2013
• Futures Now: Key Level for Crude, Simon Baker - CNBC Half Time Report, February 21, 2013
• Bull vs. Bear Debate: Chesapeake Energy, Simon Baker - CNBC Half Time Report, February 21, 2013
• Bulls vs. Bears: Who Will Win?, Simon Baker - CNBC Half Time Report, February 14, 2013
• FMHR Final Trade, Simon Baker - CNBC Half Time Report, February 14, 2013
• Occam’s Gold vs Rube Goldberg’s Fiat, Brent Johnson - Zero Hedge, February 11, 2013
• US STOCKS-Wall St Slips on Low Volume after S&P Hits New 5-yr High, King Lip - Reuters, February 13, 2013
• FMHR Final Trade, Simon Baker - CNBC Half Time Report, February 11, 2013
• Eric Schmidt to Sell Google Stock; Should You?, Simon Baker - CNBC Half Time Report, February 11, 2013
• Bull vs. Bear Debate: Nike, Simon Baker - CNBC Half Time Report, February 11, 2013
• Apple Has Been Shareholder Friendly, King Lip - CNBC Asia, February 7, 2013
• Apple’s Cash Problem, Simon Baker - CNBC Half Time Report, February 7, 2013
• Retail Stocks Poised to Underperform?, Simon Baker - CNBC Half Time Report, February 7, 2013
• FMHR Final Trade, Simon Baker - CNBC Half Time Report, February 7, 2013
• Stocks Still ‘Very, Very Buyable’: Simon Baker, Simon Baker - CNBC Half Time Report, February 4, 2013
• S&P up for Sixth Day, Apple Slip Could Halt Rally, King Lip - Reuters, January 23, 2013
• FMHR Final Trades, Simon Baker - CNBC Half Time Report, January 17, 2013
• Halftime Pops & Drops, Simon Baker - CNBC Half Time Report, January 17, 2013
• Stocks Higher on Positive Jobs Data, Simon Baker - CNBC Half Time Report, January 17, 2013
• Earnings Season Off to a Good Start, King Lip - CNBC Earnings Central, January 16, 2013
• Sour Apple: More Trouble Ahead?, Simon Baker - CNBC Half Time Report, January 14, 2013
• Flirting With Gains After Early Losses, Simon Baker - CNBC Half Time Report, January 3, 2013
• Bet on Banks Post-‘Cliff’ Deal: Terranova, Simon Baker - CNBC Fast Money, January 3, 2013
• Friday’s Final Trades, Simon Baker - CNBC Fast Money, December 14, 2012
• FMHR Top Three Trades, Simon Baker - CNBC Fast Money, December 14, 2012
• Has Facebook Turned the Corner?, Simon Baker - CNBC Fast Money, December 14, 2012
• When Will Apple Stop Falling?, Simon Baker - CNBC Fast Money, December 14, 2012
• Wal-Mart ‘A Stock People Want to Own’: Pro, Simon Baker - CNBC Fast Money, December 14, 2012
• Best Bets If There’s a Cliff Deal, Simon Baker - CNBC Fast Money, December 10, 2012
• Delta Airlines may buy Virgin Atlantic, Simon Baker - CNBC Fast Money, December 10, 2012
• Goldman Likes Dell, Should You?, Simon Baker - CNBC Fast Money, December 3, 2012
• More Cheer at the Tills for US Retailers?, King Lip - CNBC Asia, November 26, 2012
• Buy US Insurance Stocks on Dips: Pro, King Lipp - CNBC Fast Money, October 21, 2012
• Lowering the Bar for Earnings, Simon Baker - CNBC Fast Money, October 22, 2012
• Yahoo 2.0, Simon Baker - CNBC Fast Money, October 22, 2012
• Will Tell-All Book Hurt Goldman?, Simon Baker - CNBC Fast Money, October 22, 2012
• Go Long Google Into Earnings, Simon Baker - CNBC Fast Money, October 19, 2012
• FMFT Final Trades - Coinstar Inc, Simon Baker - CNBC Fast Money, October 2, 2012
• Trading Value Investing Congress Picks, Simon Baker - CNBC Fast Money, October 2, 2012
• Mondelez: A sweet trade - Watching the spin-offs, Simon Baker - CNBC Fast Money, October 2, 2012
• How The 99% Can Invest Like the 1%, King Lip - CBS MarketWatch, September 21, 2012
• NFL Kick Off Picks - Real men kick the ball, Simon Baker - CNBC Fast Money, September 5, 2012
• FMHR Final Trades - Under Armor, Simon Baker - CNBC Fast Money, September 5, 2012
• Bears Could Prove Bull Case for S&P 1600: Pro, Simon Baker - CNBC Fast Money, September 5, 2012
• S&P 500’s Next Stop: 1,600?, Simon Baker - CNBC Fast Money, September 5, 2012
• Samsung Fights Back, Simon Baker - CNBC Fast Money, August 12, 2012
• Facebook Finds Friends…, Simon Baker - CNBC Fast Money, August 12, 2012
• Consumers Grow Sour on Orange Juice, Simon Baker - CNBC Fast Money, August 12, 2012
• Market on Edge: Get Short? Simon Baker - CNBC Fast Money, August 12, 2012
• Manchester United IPO: A Winning Trade? Simon Baker - CNBC Fast Money, August 9, 2012
• Best Offense Is a Cyclical Defense: Doug Couden - WSJ Market Watch, July 30 2012
• Will Hedge Funds Lure Investors from Long-Only? Simon Baker - FUNDFire, July 17 2012
• Arch Coal Inc: Simon Baker - CNBC Fast Money, July 16, 2012
• Toy Wars: Christmas in July: Simon Baker - Breakout, July 16, 2012
• Sonic Automotive - CNBC Fast Money, June 26, 2012
• Zynga competitor and Home builders - CNBC Fast Money, June 26, 2012
• Final Trade: Simon Baker - CNBC Fast Money, June 26, 2012
• Long Position in Apollo, Heaven Sent: Simon Baker - CNBC Fast Money, June 26, 2012
• CNBC Fast Money, June 26, 2012
• Did JPMorgan Shares Just Turn a Corner? - CNBC Fast Money, June 20, 2012
• European Banks Whipsaw - CNBC Fast Money, June 18, 2012
• Search for Tech Gains: Simon Baker - CNBC Fast Money, June 18, 2012
• Greek Election Worries - CNBC Fast Money, June 14, 2012
• Which Companies Get Hit By a String Dollar? - CNBC Fast Money, June 14, 2012
• Goldman: Avoid Value Tech Stocks - CNBC Fast Money, June 14, 2012
• Trading Emerging Market Corporate Debt - CNBC Fast Money, June 14, 2012
• 4 Tech Buys on the Pullback: Fast Pros - CNBC Fast Money, June 14, 2012
• Is the Bottom in for Banks? - CNBC Fast Money, April 19, 2012
• Verizon, DuPont, Travelers and Other Tradable Movers - CNBC Fast Money, April 19, 2012
• Family Dollar Hitting All-Time Highs - CNBC Fast Money, April 19, 2012
• Meredith Whitney Finally Getting Citi Story - CNBC Fast Money, April 17, 2012
• Is Earnings Season Telling You ‘Get Long’? - CNBC Fast Money, April 17, 2012
• If IBM Beats, This Stock a Buy - CNBC Fast Money, April 17, 2012
• Is the US Market Again at the Mercy of Europe? - CNBC Fast Money, April 10, 2012
• Steel Stocks Will Build on Construction Gains - CNBC Fast Money, April 3, 2012
• Apple Hype Out of Control? - CNBC Fast Money, April 3, 2012
• Oil Sector Stocks With Upside Potential - CNBC Fast Money, March 6, 2012
• Pros Share Apple iPad 3 Derivative Play - CNBC Fast Money, March 6, 2012
• Around S&P 1300, Get Back In: Pro Traders - CNBC Fast Money, March 6, 2012
• Simon Baker - Where to Invest Today - Fox Business, March 2, 2012
• 3 Stock Picks to Make You Money Right Now - Breakout, March 2, 2012
• Market Weighs ECB, Bernanke Testimony: “Don’t Fight the Fed” Says Baker - Breakout, February 29, 2012
• Buy the Dip on Gold and Silver - Breakout, February 29, 2012
• Simon Baker - Your top three trades - CNBC Halftime Report, February 22, 2012
• Trade Strategies as Stocks Struggle Near Key S&P Levels - CNBC Fast Money, February 14, 2012
• Is Bank of America a ‘Buy’ After Citi Downgrade? - CNBC Fast Money, February 14, 2012
• Simon Baker: Fade the Facebook Hype - CNBC Fast Money, February 1, 2012
• Simon Baker gives his oil picks - CNBC Talking Numbers, November 30, 2011
• Simon Baker gives investment ideas for today’s market - Fox Business, October 5, 2011
• Put Backstops in Place and Let Greece Fail Now - Breakout, September 26, 2011
• 4 Recession Resilient Stocks to Ride Out the Storm - Breakout, September 23, 2011
• Global Bear Market Reality Is Here - Breakout, September 23, 2011
• Is a Recession Inevitable? - Fox Business, September 15, 2011
• Buy Recession-Proof Vice Stocks - Breakout, August 16, 2011
• Buy and Hold Is Dead: Simon Baker - Breakout, August 15, 2011
• US STOCKS-Google deal boosts Wall Street for third day - Reuters, August 15, 2011
• Instant view: Fed says economy has weakened - CNBC, August 9, 2011
• Dow tumbles amid worry of recession - Boston Herald, August 9, 2011
• GLOBAL MARKETS-Stocks, euro gain on hopes for Greece aid deal - Reuters, June 18, 2011
• US STOCKS-Wall St rises on sign of progress on Greece - Reuters, June 18, 2011
• BAMSI officially turned negative - Discussion about current market status, June 13, 2011
• King Lip: Groupon IPO Signals Change in Perception - CNBC Squawk Box, June 2, 2011
• Existing Social Media Companies Offer Better Value Over Groupon: Strategist - CNBC Squawk Box, June 2, 2011
• Simon Baker: Cracks in China’s Wall of Growth - Breakout, May 25, 2011
• Own Employment-Related Stocks - CNBC Squawk Box, May 3, 2011
• 10% Upside for S&P 500 This Year - CNBC Squawk Box, May 3, 2011
• Simon Baker: Recommending Energy Stocks - Breakout, April 4, 2011
• Office Insight - March 21, 2011
• Simon Baker: 3 Japan Crisis Plays - Breakout, March 21, 2011
• Deals, Disasters Spell “Emotional” Traders’ Market - Breakout, March 21, 2011
• Smith Group Architects wins 2011 IIDA Honors Awards for design of Baker Ave San Francisco Office - March 2011
• US Stocks In Red 3rd Straight Day, But Drop Shrinks As Oil Slips - MarketWatch.com, February 24, 2011
• Profiting from the Multi-Billion Dollar Social Media Market - CNBC Fast Money, February 2, 2011
• Spread Between Short- & Long-Term Borrowing Rates Hit Widest Ever - CNBC Fast Money, January 24, 2011
• US Market Correction - CNBC Fast Money, January 20, 2011
• US STOCKS-Wall St slips in another late sell-off, dollar gains - Reuters, December 15, 2010
• Should These 3 Companies Break Apart? - CNBC Fast Money, December 8, 2010
• Chart Center - CNBC Fast Money, December 2, 2010
• Halftime — Pros: Most Likely Takeover Targets in Retail - CNBC Fast Money, November 23, 2010
• Overseas Turmoil To Cripple Commodities, Markets? - CNBC Fast Money, November 23, 2010
• Retail Rebound? - CNBC Fast Money, November 16, 2010
• Chart Center - CNBC Fast Money, November 16, 2010
• Cord Cut: Cable Losing Subscribers in Record Numbers - CNBC Fast Money, November 16, 2010
• Good Time to Buy Commodities - CNBC Squawk Box, November 15, 2010
• Is It Just a Modest Correction for US Stocks? - CNBC Squawk Box, November 15, 2010
• Market Pro’s Top 3 Plays on India - CNBC Fast Money, November 5, 2010
• Insider Selling Volume at Highest Level Ever Tracked - CNBC Fast Money, October 26, 2010
• Will the Fed Go Big on QE2? - CNBC Squawk Box, October 21, 2010
• Cheap Way to Get on the ‘Cloud’ Craze? - CNBC Fast Money, October 19, 2010
• Optimistic on US Equities - CNBC The Call October 7, 2010
• State of Employment in the US - CNBC The Call, October 7, 2010
• Bull Market or BS? - CNBC Fast Money, October 7, 2010
• ‘Fast Money’ Recap: Tech Breakout? - TheStreet.com, October 13, 2010
• M&A Buzz A Bet on Global Economy - CNBC Squawk Box, August 24, 2010
• Probability of a Double-Dip Recession - CNBC Squawk Box, August 24, 2010
• Stocks Drift as Tough Week Ends - Wall Street Journal (online), August 13, 2010
• Is Blackberry Too Late in the Game? - CNBC Squawk Box, August 3, 2010
• Will RIM’s Torch Be a Game Changer? - CNBC Squawk Box, August 3, 2010
• Fed Walking a Thin Line - CNBC Squawk Box, August 3, 2010
• ETFs at Midyear: Investments Keep Pouring In - Daily Finance, August 3, 2010
• ‘Buy & Fold’: An Alternative Strategy - TheStreet.com, July 13, 2010
• US Stocks Edge Up Ahead Of 2Q Earnings Reports - Dow Jones, July 9, 2010
• Analysis: Corporates’ star waning as investors seek safer bonds - Reuters, July 9, 2010
• Are You Breaking the Investing Rules With Your ETFs? - Daily Finance, June 23, 2010
• Bank Stocks: Time to Buy or Run Screaming? - TheStreet.com, June 11, 2010
• Bullish on US Small Caps - CNBC Squawk Box, May 13, 2010
• Invest in Consumer Discretionary Stocks - CNBC Squawk Box, May 13, 2010
• The Future of Capitalism - CNBC Squawk Box, April 28, 2010
• The Dollar and Commodity Prices - CNBC Squawk Box, April 6, 2010
• Watching Inflation and Unemployment - CNBC Squawk Box, April 6, 2010
• Stock Picks in the Dips - CNBC Squawk Box, March 25, 2010
• Q2 Outlook - CNBC Squawk Box, March 25, 2010
• Bullish on Tech, Healthcare - CNBC Squawk Box, March 1, 2010
• Keep to Shorter-Term Bonds - CNBC Squawk Box, February 10, 2010
• US Market Rangebound in 2010 - CNBC Squawk Box, February 10, 2010
• US Inflation Not A Big Worry For Now: Economist - CNBC Squawk Box, January 27, 2010
• US Rate Hike Still A Long Way Away - CNBC Squawk Box, January 27, 2010
• Obama’s Policies Hurt Financials in Long-Term - CNBC Squawk Box, January 19, 2010
• Techs to Outperform in 2010 - CNBC Squawk Box, January 19, 2010
• Bulls Vs Bears in 2010 - CNBC Squawk Box, January 7, 2010

Articles and interviews with our investment professionals are time sensitive; as a result, there should be no reliance by a viewer on the comments, highlights or other information presented. This archive of interviews and commentary is intended to provide clients and prospective clients of BAAM with an overview of our investment professionals and our thinking at that time. Past discussions are not relevant to future events; neither Baker Ave nor any of our employees guarantee or predict performance or future events. Baker Ave may or may not have owned and may or may not continue to own or recommend any securities mentioned as of the date of the interview or commentary.  The securities identified and described do not represent all of the securities purchased, sold or recommended for client accounts.  The reader should not assume an investment in the security was or will be profitable.  As a result, the securities mentioned in the archive materials do not represent all of the securities purchased, sold or recommended for our clients.  Individual securities mentioned in this archive are not solicitations to purchase or sell any individual security.