Credentials + Oversight

Baker Ave combines extensive professional experience and expertise with a commitment to transparency, safety, and oversight. We are a registered investment advisor regulated by the SEC, whose mission is to protect investors and maintain the integrity of the securities market. Under the strict SEC rules, registered investment advisors have a fiduciary duty to their clients. This is a moral and a legal obligation to place a client’s interests ahead of their own.

Credentials & Professional Associations

Our experienced team of investment professionals is uniquely qualified to handle every aspect of your wealth management needs. The team includes:

• 5 Master of Business Administration (MBA) degrees from Wharton, Stanford, Fordham, Chicago, and Thunderbird.
• 2 Chartered Financial Analysts (CFA)
• 2 Certified Financial Planners (CFP)
• 1 Chartered Market Technician (CMT)
• 1 Certified Investment Management Analyst (CIMA)
• 1 Investment Adviser Certified Compliance Professional (IACCP)
• 1 Fully licensed partridge in a pear tree

Independent Oversight

Baker Ave is committed to full transparency and strict oversight. All of the assets we manage are held in a separate custodial account and further protected through regular audits, reviews, regulatory examinations, and performance reports by respected, independent fiduciaries.

Custodians:

Fidelity Investments

Charles Schwab

Wells Fargo

Pershing LLC

Performance Examination:

Ashland Partners & Company, LLP

Accountants:

Eichstaedt & Devereaux, LLP

Mengali Accountancy

Legal Representation:

Cole-Frieman & Mallon LLP

Performance Reporting:

Black Diamond Performance Reporting