Our Firm: Be Different. Invest Smart.

Credentials + Oversight

Baker Ave combines extensive professional experience and expertise with a commitment to transparency, safety, and oversight. We are a registered investment advisor regulated by the SEC, whose mission is to protect investors and maintain the integrity of the securities market. Under the strict SEC rules, registered investment advisors have a fiduciary duty to their clients. This is a moral and a legal obligation to place a client’s interests ahead of their own.

Credentials & Professional Associations

Our experienced team of investment professionals is uniquely qualified to handle every aspect of your wealth management needs. The team includes:

  • 7 Master of Business Administration (MBA) degrees from Wharton, Stanford, New York University, Fordham, Chicago, Thunderbird, and Union Graduate College.
  • 7 Certified Wealth Strategists (CWS®)
  • 5 Chartered Financial Analysts (CFA)
  • 4 Certified Financial Planners (CFP®)
  • 1 Attorney (JD)
  • 1 Certified Public Accountant (CPA)
  • 1 Chartered Alternative Investment Analyst (CAIA®)
  • 1 Chartered Market Technician (CMT)
  • 1 Certified Investment Management Analyst (CIMA®)
  • 1 Fully licensed partridge in a pear tree

Independent Oversight

Baker Ave is committed to full transparency and strict oversight. All of the assets we manage are held in a separate custodial account and further protected through regular audits, reviews, regulatory examinations, and performance reports by respected, independent fiduciaries.

Custodians:
Fidelity Investments
Charles Schwab
Wells Fargo
Pershing LLC
Performance Examination:
Ashland Partners & Company, LLP
Accountants:
Eichstaedt & Devereaux, LLP
Mengali Accountancy
Legal Representation:
Cole-Frieman & Mallon LLP
Performance Reporting:
Black Diamond Performance Reporting